Case Management Best Practices for Solo Attorneys

Case Organization Framework

File Naming Convention

Format: [Year]-[Client Last Name]-[Case Type]-[Matter Number]
Example: 2025-Smith-Divorce-001
Benefits:
  • • Chronological organization
  • • Easy client identification
  • • Practice area grouping
  • • Unique matter tracking

Folder Structure

Main Case Folder:
  • • 01-Client Communications
  • • 02-Pleadings & Motions
  • • 03-Discovery
  • • 04-Correspondence
  • • 05-Research & Memos
  • • 06-Financial Documents
  • • 07-Administrative

Digital File Management Tips

  • • Use cloud storage with automatic backup
  • • Implement version control for documents
  • • Create searchable PDF files
  • • Tag files with relevant keywords
  • • Maintain both digital and physical copies
  • • Regularly archive closed cases
  • • Use consistent date formats (YYYY-MM-DD)
  • • Create shortcuts for active cases

Standardized Case Intake Process

Initial Client Contact

Step 1: Information Gathering

  • • Client contact information
  • • Basic case details
  • • Urgency assessment
  • • Conflict check
  • • Initial consultation scheduling

Step 2: Consultation

  • • Detailed fact gathering
  • • Legal issue identification
  • • Strategy discussion
  • • Fee structure explanation
  • • Engagement letter review

Step 3: Engagement

  • • Signed engagement letter
  • • Retainer collection
  • • Case file creation
  • • Calendar entries
  • • Initial case strategy

Intake Checklist Template

Client Information:
  • □ Full legal name
  • □ Address and contact details
  • □ Emergency contact
  • □ Preferred communication method
  • □ ID verification completed
Case Details:
  • □ Nature of legal matter
  • □ Key dates and deadlines
  • □ Opposing party information
  • □ Previous legal representation
  • □ Relevant documents collected

Task & Deadline Management

Deadline Tracking System

Three-Tier Alert System

  • Red Alert: 24-48 hours before deadline
  • Yellow Alert: 1 week before deadline
  • Green Alert: 2-4 weeks before deadline

Critical Deadlines

  • • Statute of limitations
  • • Court filing deadlines
  • • Discovery cutoff dates
  • • Appeal deadlines
  • • Contract performance dates

Task Prioritization Matrix

Priority Categories

Urgent + Important: Do immediately
Important + Not Urgent: Schedule
Urgent + Not Important: Delegate
Neither: Eliminate

Daily Task Management

  • • Review all cases daily
  • • Update task status regularly
  • • Block time for deep work
  • • Set realistic daily goals

Client Communication Management

Communication Schedule

  • Weekly updates: Active litigation cases
  • Bi-weekly updates: Transactional matters
  • Monthly updates: Long-term planning
  • Immediate: Urgent developments
  • As-needed: Client-initiated contact

Documentation Standards

  • • Log all client interactions
  • • Time stamp all communications
  • • Record action items and decisions
  • • Confirm important discussions in writing
  • • Maintain professional tone

Response Standards

  • Emergency: Same day
  • Urgent: Within 24 hours
  • Important: Within 48 hours
  • Routine: Within 1 week
  • • Always acknowledge receipt

Document Management System

Document Categories

Core Documents

  • • Engagement letters and fee agreements
  • • Court pleadings and filings
  • • Contracts and agreements
  • • Evidence and exhibits
  • • Expert reports and depositions

Supporting Documents

  • • Research memos and case law
  • • Client correspondence
  • • Administrative documents
  • • Billing and payment records
  • • Internal notes and strategies

Version Control

Naming Convention

Format: [Document Type]_[Date]_v[Version]
Example: Motion_Summary_Judgment_2025-01-15_v3
Final: Add "_FINAL" to completed documents

Change Tracking

  • • Use track changes for revisions
  • • Maintain revision logs
  • • Archive previous versions
  • • Document approval processes

Security & Confidentiality

Data Protection

  • • Encrypted file storage
  • • Secure cloud backup
  • • Two-factor authentication
  • • Regular security updates
  • • Strong password policies
  • • VPN for remote access

Access Control

  • • Role-based permissions
  • • Client-specific access
  • • Audit trails for file access
  • • Secure client portals
  • • Regular access reviews
  • • Employee training

Compliance

  • • Attorney-client privilege
  • • Professional conduct rules
  • • Data breach protocols
  • • Retention schedules
  • • Destruction procedures
  • • Regular compliance audits

Performance Monitoring & Analytics

Key Performance Indicators

Case Metrics:
  • • Average case duration
  • • Case resolution rate
  • • Client satisfaction scores
  • • Case value and profitability
Efficiency Metrics:
  • • Time to case resolution
  • • Deadline compliance rate
  • • Document turnaround time
  • • Client response time

Monthly Review Process

Week 1: Case status review and updates
Week 2: Client satisfaction assessment
Week 3: Financial performance analysis
Week 4: Process improvement planning
Quarterly: Comprehensive system audit

Technology Integration

Essential Software

  • • Practice management system
  • • Document management
  • • Time tracking software
  • • Calendar and scheduling
  • • Communication tools
  • • Accounting software

Integration Benefits

  • • Centralized case information
  • • Automated workflows
  • • Real-time collaboration
  • • Consistent data entry
  • • Comprehensive reporting
  • • Reduced duplication

Implementation Tips

  • • Start with core systems
  • • Train staff thoroughly
  • • Migrate data carefully
  • • Test integrations
  • • Monitor performance
  • • Regular software updates

Quality Control Checklist

Weekly Quality Review

  • □ All deadlines identified and calendared
  • □ Client communications up to date
  • □ Time entries recorded and accurate
  • □ Documents properly filed and named
  • □ Case status updated in system
  • □ Financial records current
  • □ Follow-up actions identified
  • □ Risk assessment completed

Case Closure Checklist

  • □ All objectives completed or resolved
  • □ Final bill prepared and sent
  • □ Client satisfaction survey conducted
  • □ All documents properly archived
  • □ Trust account reconciled
  • □ Client property returned
  • □ Retention schedule established
  • □ Closure letter sent to client